SEC Rule 606 Report - Mesirow Financial - 1st Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 41 13 45
New York Stock Exch 61 62 74 57
Knight Capital Markets 23 18 15 30
Auto Trading Desk Fin Svc 15 20 10 13
100% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 32 41 28
Knight Equity Markets 38 41 30 47
Auto Trading Desk Fin Svc 36 51 23 39
UBS Securities LLC 26 8 48 13
100% of total customer orders were non-directed orders.

Securities Listed on American Stock Exchange or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 40 14 46
American Stock Exchange 50 41 72 51
Knight Capital Markets 21 27 2 22
Auto Trading Desk Fin Svc 18 19 26 16
New York Stock Exch 11 13 1 12
100% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 5 81 14
Citigroup Global Markets 100 100 100 100
100% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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