SEC Rule 606 Report
- MetLife - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
40 |
4 |
55 |
| Pershing, LLC |
85.82 |
80.51 |
67.62 |
91.17 |
| Knight Capital Markets |
5.08 |
6.72 |
8.57 |
3.59 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
40 |
5 |
55 |
| Pershing, LLC |
90.51 |
90.30 |
84.82 |
91.23 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
41 |
2 |
57 |
| Pershing, LLC |
83.67 |
85.65 |
66.36 |
82.95 |
| Knight Capital Markets |
7.84 |
7.07 |
12.46 |
8.20 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
26 |
74 |
0 |
| Chicago Board OptionsExch |
39.66 |
33.33 |
41.86 |
0.00 |
| Philadelphia Exch |
18.97 |
13.33 |
20.93 |
0.00 |
| Archipelago Exchange |
14.66 |
3.33 |
18.60 |
0.00 |
| NYSE Amex |
12.93 |
20.00 |
10.47 |
0.00 |
| Internat'l Secs Exch |
9.48 |
23.33 |
4.65 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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