SEC Rule 606 Report - LPL Financial - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 45 9 46
Knight Capital Markets 45.37 43.36 46.07 47.18
Auto Trading Desk Fin Svc 28.56 29.79 31.32 26.85
Citadel Derivatives Group 20.09 22.33 16.65 18.55
E*Trade Capital Markets, 5.28 4.40 2.73 6.61
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 42 9 49
Knight Equity Markets 58.05 60.35 71.47 53.58
Citadel Derivatives Group 25.66 23.95 13.06 29.48
Auto Trading Desk Fin Svc 15.07 15.70 11.06 15.27
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 50 7 42
Auto Trading Desk Fin Svc 42.07 43.86 45.88 39.29
Knight Capital Markets 29.03 27.67 28.67 30.70
Citadel Derivatives Group 27.84 27.56 23.22 28.97
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 44 55 1
Interactive Brokers LLC 88.45 90.47 86.67 96.94
Citigroup Global Markets 5.40 5.96 5.04 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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