SEC Rule 606 Report
- Loeb Partners Corp. - 4th Qtr, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
4 |
68 |
28 |
| Archipelago Exchange |
64.12 |
26.42 |
77.17 |
37.22 |
| New York Stock Exch |
35.38 |
73.58 |
22.52 |
61.77 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
7 |
81 |
12 |
| Archipelago Exchange |
76.47 |
2.22 |
80.99 |
89.33 |
| Knight Equity Markets |
22.45 |
97.78 |
17.68 |
10.67 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
12 |
20 |
68 |
| Archipelago Exchange |
96.97 |
100.00 |
100.00 |
95.56 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
2 |
98 |
0 |
| Chicago Board OptionsExch |
48.18 |
100.00 |
47.22 |
0.00 |
| Intl Securities Exchange |
23.64 |
0.00 |
24.07 |
0.00 |
| Philadelphia Exch |
14.55 |
0.00 |
14.81 |
0.00 |
| NYSE Amex |
9.09 |
0.00 |
9.26 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
How to read this report
© Copyright 2010 Thomson Reuters.
All Rights Reserved.