SEC Rule 606 Report
- Loeb Partners Corp. - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
10 |
45 |
45 |
| New York Stock Exch |
50.48 |
55.91 |
36.43 |
63.08 |
| Archipelago Exchange |
46.33 |
44.09 |
58.57 |
34.81 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
6 |
84 |
10 |
| Archipelago Exchange |
55.18 |
29.17 |
58.45 |
42.86 |
| JP Morgan Securities |
27.23 |
16.67 |
28.08 |
26.19 |
| Knight Equity Markets |
17.59 |
54.17 |
13.47 |
30.95 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
15 |
21 |
63 |
| Archipelago Exchange |
87.32 |
100.00 |
66.67 |
91.11 |
| NYSE Amex |
8.45 |
0.00 |
13.33 |
8.89 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
100 |
0 |
| Intl Securities Exchange |
100.00 |
0.00 |
100.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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