SEC Rule 606 Report - Loeb Partners Corp. - 4th Qtr, 2011

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 32 39 29
New York Stock Exch 39.25 52.19 34.43 31.46
Archipelago LLC 35.91 46.80 46.99 8.61
JP Morgan Securities 22.26 1.01 18.58 50.94
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 13 51 36
JP Morgan Securities 38.65 16.33 29.95 58.96
Knight Capital Americas 30.81 59.18 30.48 20.90
Archipelago LLC 24.59 24.49 33.69 11.94
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 29 22 49
Archipelago LLC 86.01 90.48 74.19 88.57
New York Stock Exch 8.39 9.52 22.58 1.43
JP Morgan Securities 5.59 0.00 3.23 10.00
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
  No Covered Orders


Material Aspects of Relationship with Route Venues
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