SEC Rule 606 Report
- Loeb Partners Corp. - 4th Qtr, 2011
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
32 |
39 |
29 |
| New York Stock Exch |
39.25 |
52.19 |
34.43 |
31.46 |
| Archipelago LLC |
35.91 |
46.80 |
46.99 |
8.61 |
| JP Morgan Securities |
22.26 |
1.01 |
18.58 |
50.94 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
13 |
51 |
36 |
| JP Morgan Securities |
38.65 |
16.33 |
29.95 |
58.96 |
| Knight Capital Americas |
30.81 |
59.18 |
30.48 |
20.90 |
| Archipelago LLC |
24.59 |
24.49 |
33.69 |
11.94 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
29 |
22 |
49 |
| Archipelago LLC |
86.01 |
90.48 |
74.19 |
88.57 |
| New York Stock Exch |
8.39 |
9.52 |
22.58 |
1.43 |
| JP Morgan Securities |
5.59 |
0.00 |
3.23 |
10.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route VenuesHow to read this report
© Copyright 2012 Thomson Reuters.
All Rights Reserved.