SEC Rule 606 Report
- Legent Clearing, LLC - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
1 |
0 |
99 |
| Knight Capital Markets |
49.22 |
36.00 |
0.00 |
49.33 |
| UBS Securities LLC |
26.07 |
52.00 |
0.00 |
25.86 |
| Auto Trading Desk Fin Svc |
24.51 |
12.00 |
0.00 |
24.61 |
| Domestic Securities, Inc. |
0.13 |
0.00 |
0.00 |
0.13 |
| Citadel Derivatives Group |
0.07 |
0.00 |
0.00 |
0.07 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
1 |
0 |
99 |
| Knight Equity Markets |
41.85 |
33.33 |
0.00 |
41.92 |
| Auto Trading Desk Fin Svc |
41.11 |
50.00 |
0.00 |
41.04 |
| UBS Securities LLC |
10.62 |
0.00 |
0.00 |
10.70 |
| Domestic Securities, Inc. |
6.17 |
16.67 |
0.00 |
6.09 |
| Citadel Derivatives Group |
0.12 |
0.00 |
0.00 |
0.12 |
| Knight Capital Markets |
0.12 |
0.00 |
0.00 |
0.12 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Knight Capital Markets |
41.95 |
0.00 |
0.00 |
42.15 |
| UBS Securities LLC |
41.20 |
0.00 |
0.00 |
41.39 |
| Auto Trading Desk Fin Svc |
16.54 |
100.00 |
0.00 |
16.16 |
| Domestic Securities, Inc. |
0.15 |
0.00 |
0.00 |
0.15 |
| Knight Equity Markets |
0.15 |
0.00 |
0.00 |
0.15 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
100 |
0 |
| Citigroup Global Markets |
100.00 |
0.00 |
100.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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