SEC Rule 606 Report - R. F. Lafferty & Co - 3rd Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 68 20 12
Knight Capital Markets 99 100 99 99
87% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 59 29 12
UBS Warburg LLC 99 99 98 99
100% of total customer orders were non-directed orders.

Securities Listed on American Stock Exchange or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 58 28 14
Knight Capital Markets 100 100 100 99
98% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 13 87 0
Internat'l Secs Exch 39 16 42 0
Chicago Board OptionsExch 23 32 21 100
Philadelphia Exch 16 14 16 0
Archipelago Exchange 10 13 10 0
Boston Options Exchange 7 14 6 0
100% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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