SEC Rule 606 Report - R. F. Lafferty & Co - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 45 41 14
Knight Capital Markets 96.84 97.42 96.88 94.84
96.16% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 42 47 12
UBS Securities LLC 94.37 96.30 93.66 90.36
Penson Finl Serv Inc a Di 5.63 3.70 6.34 9.64
97.66% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 21 74 4
Knight Capital Markets 96.56 96.69 97.06 87.04
98.31% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 14 86 1
Internat'l Secs Exch 51.82 1.67 60.27 7.69
Auto Trading Desk Fin Svc 31.18 92.40 20.87 84.62
Chicago Board OptionsExch 11.27 2.71 12.69 7.69
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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