SEC Rule 606 Report
- Janco Partners - 4th Qtr, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
54.93 |
0.00 |
0.00 |
54.93 |
| Credit Suisse |
18.31 |
0.00 |
0.00 |
18.31 |
| Janco Partners, Inc |
12.68 |
0.00 |
0.00 |
12.68 |
| Inet ATS, Inc. |
5.63 |
0.00 |
0.00 |
5.63 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
55.88 |
0.00 |
0.00 |
55.88 |
| Inet ATS, Inc. |
29.41 |
0.00 |
0.00 |
29.41 |
| Janco Partners, Inc |
10.29 |
0.00 |
0.00 |
10.29 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
85.71 |
0.00 |
0.00 |
85.71 |
| Inet ATS, Inc. |
14.29 |
0.00 |
0.00 |
14.29 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
No Covered Orders
Material Aspects of Relationship with Route Venues
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