SEC Rule 606 Report
- American Enterprise Investment - 1st Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
100% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
37 |
7 |
57 |
| Citadel Derivatives Group |
33 |
35 |
25 |
32 |
| Auto Trading Desk Fin Svc |
27 |
26 |
18 |
28 |
| UBS Securities LLC |
20 |
20 |
25 |
19 |
| E*Trade Capital Markets L |
10 |
12 |
6 |
9 |
| Knight Equity Markets |
10 |
7 |
24 |
10 |
100% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
100% of total customer orders were non-directed orders.
Exchange-Listed Options
100% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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