SEC Rule 606 Report
- Financial Northeastern Sec Inc - 4th Qtr, 2011
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
39 |
35 |
27 |
| JP Morgan Securities |
95.73 |
100.00 |
98.46 |
86.00 |
53.34% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
33 |
51 |
16 |
| JP Morgan Securities |
99.52 |
100.00 |
100.00 |
96.97 |
52.27% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
32 |
53 |
16 |
| JP Morgan Securities |
100.00 |
100.00 |
100.00 |
100.00 |
43.85% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route VenuesHow to read this report
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