SEC Rule 606 Report - Financial Northeastern Sec Inc - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 16 16 68
J.P. Morgan Securities In 88.24 95.27 95.43 84.84
Knight Capital Markets 5.36 1.78 1.71 7.09
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 34 52 14
JP Morgan Securities 66.57 78.15 64.56 45.92
J.P. Morgan Securities In 17.00 18.07 18.68 8.16
UBS Securities LLC 10.71 2.10 13.19 22.45
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 21 17 61
J.P. Morgan Securities In 84.52 91.67 75.86 84.47
Maxim Group LLC 8.33 0.00 13.79 9.71
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 24 76 0
Intl Securities Exchange 49.00 54.17 47.37 0.00
Chicago Board OptionsExch 32.00 33.33 31.58 0.00
Pacific Coast Option Exch 11.00 0.00 14.47 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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