SEC Rule 606 Report - Financial Northeastern Sec Inc - 4th Qtr, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 19 26 55
JP Morgan Securities 89.93 95.67 96.85 84.70
Knight Capital Markets 8.27 4.33 1.89 12.63
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 36 50 13
JP Morgan Securities 84.32 93.16 87.07 50.00
UBS Securities LLC 7.46 5.26 6.84 15.71
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 19 21 59
JP Morgan Securities 94.91 95.24 91.30 96.09
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 4 96 0
Intl Securities Exchange 45.35 42.86 45.45 0.00
Chicago Board OptionsExch 27.04 35.71 26.69 0.00
NYSE Amex 20.00 14.29 20.23 0.00
Philadelphia Exch 6.20 7.14 6.16 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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