SEC Rule 606 Report - Emerging Growth Equities Ltd - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 12 2 86
Emerging Growth Equities 74.63 0.00 0.00 87.21
National Financial 6.97 41.67 60.00 0.58
CHAS 6.47 0.00 0.00 7.56
UBS Securities LLC 6.47 37.50 0.00 2.33
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 13 14 73
Emerging Growth Equities 64.56 0.00 0.00 88.44
National Financial 16.88 45.16 75.76 0.58
Citadel Derivatives Group 5.49 25.81 12.12 0.58
UBS Securities LLC 5.06 19.35 3.03 2.89
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 4 27 69
Emerging Growth Equities 64.15 0.00 0.00 93.15
National Financial 33.02 100.00 96.55 4.11
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 0 100 0
Susquehanna Investment Gp 40.00 0.00 40.00 0.00
Citadel Derivatives Group 20.00 0.00 20.00 0.00
Citigroup Global Markets 20.00 0.00 20.00 0.00
UBS Securities LLC 20.00 0.00 20.00 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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