SEC Rule 606 Report - Brill Securities - 4th Qtr, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 17 21 63
JP Morgan Securities 93.99 98.87 98.50 91.22
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 31 51 18
JP Morgan Securities 85.34 96.81 89.26 54.01
Nasdaq Exchange 8.76 0.00 6.97 29.23
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 18 22 61
JP Morgan Securities 87.25 97.08 95.15 81.55
Nasdaq Exchange 8.99 0.00 1.94 14.14
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 27 73 0
Chicago Board OptionsExch 56.58 53.92 57.55 0.00
Intl Securities Exchange 18.16 32.35 12.95 0.00
Philadelphia Exch 11.32 4.90 13.67 0.00
Archipelago Exchange 7.37 5.88 7.91 0.00
NYSE Amex 6.58 2.94 7.91 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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