SEC Rule 606 Report
- Brill Securities - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
12 |
24 |
65 |
| J.P. Morgan Securities In |
61.82 |
60.00 |
55.47 |
64.47 |
| JPCC |
30.25 |
33.98 |
41.36 |
25.53 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
30 |
40 |
30 |
| JP Morgan Securities |
82.82 |
96.89 |
85.84 |
64.47 |
| Nasdaq Exchange |
13.67 |
0.00 |
10.91 |
31.28 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
19 |
29 |
52 |
| J.P. Morgan Securities In |
56.34 |
62.04 |
50.15 |
57.76 |
| JPCC |
35.68 |
32.87 |
45.70 |
31.05 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
17 |
83 |
0 |
| Chicago Board OptionsExch |
66.24 |
70.00 |
65.49 |
0.00 |
| Intl Securities Exchange |
22.14 |
24.44 |
21.68 |
0.00 |
| Archipelago Exchange |
5.54 |
2.22 |
6.19 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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