SEC Rule 606 Report
- Bishop, Rosen & Co. - 4th Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
88.89 |
0.00 |
0.00 |
88.89 |
| Knight Capital Americas |
11.11 |
0.00 |
0.00 |
11.11 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
55 |
0 |
45 |
| Archipelago LLC |
100.00 |
100.00 |
0.00 |
100.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
0 |
100 |
| Archipelago LLC |
66.67 |
0.00 |
0.00 |
66.67 |
| Knight Capital Americas |
33.33 |
0.00 |
0.00 |
33.33 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route VenuesHow to read this report
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