SEC Rule 606 Report - Bishop, Rosen & Co. - 4th Qtr, 2010

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 0 0 100
Archipelago LLC 88.89 0.00 0.00 88.89
Knight Capital Americas 11.11 0.00 0.00 11.11
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 55 0 45
Archipelago LLC 100.00 100.00 0.00 100.00
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 0 0 100
Archipelago LLC 66.67 0.00 0.00 66.67
Knight Capital Americas 33.33 0.00 0.00 33.33
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
  No Covered Orders


Material Aspects of Relationship with Route Venues
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