SEC Rule 606 Report
- Burnham Securities Inc - 1st Qtr, 2008
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
11 |
9 |
80 |
| Bear, Stearns & Co |
72 |
85 |
70 |
71 |
| New York Stock Exch |
26 |
8 |
30 |
28 |
100% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
28 |
58 |
14 |
| Bear, Stearns & Co |
99 |
99 |
100 |
96 |
100% of total customer orders were non-directed orders.
Securities Listed on American Stock Exchange or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
9 |
21 |
70 |
| Bear, Stearns & Co |
89 |
79 |
88 |
91 |
| American Stock Exchange |
8 |
5 |
11 |
7 |
100% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
5 |
95 |
0 |
| Internat'l Secs Exch |
63 |
50 |
64 |
0 |
| Chicago Board OptionsExch |
29 |
41 |
28 |
0 |
| American Stock Exchange |
6 |
6 |
6 |
0 |
100% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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