SEC Rule 606 Report
- Burnham Securities Inc - 2nd Qtr, 2010
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
14 |
9 |
77 |
| J.P. Morgan Securities In |
81.66 |
52.17 |
77.66 |
87.34 |
| JP Morgan Securities |
5.88 |
2.58 |
4.30 |
6.65 |
| Knight Capital Markets |
5.33 |
32.34 |
3.07 |
0.82 |
99.87% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
5 |
14 |
80 |
| JP Morgan Securities |
92.43 |
80.95 |
87.67 |
94.05 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
26 |
11 |
63 |
| J.P. Morgan Securities In |
65.50 |
37.50 |
67.57 |
76.50 |
| Knight Capital Markets |
12.28 |
30.68 |
2.70 |
6.45 |
| Archipelago Exchange |
8.48 |
7.95 |
24.32 |
5.99 |
| JP Morgan Securities |
5.85 |
11.36 |
5.41 |
3.69 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
2 |
98 |
0 |
| Intl Securities Exchange |
56.09 |
28.00 |
56.58 |
0.00 |
| Chicago Board OptionsExch |
39.14 |
60.00 |
38.78 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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