SEC Rule 606 Report
- Burnham Securities Inc - 4th Qtr, 2011
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
40 |
48 |
12 |
| JP Morgan Securities |
70.30 |
51.77 |
85.20 |
72.58 |
| Getco Execution Services |
13.26 |
28.70 |
3.59 |
0.62 |
| Knight Capital Americas |
10.84 |
18.90 |
2.91 |
15.46 |
69.07% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
4 |
75 |
21 |
| JP Morgan Securities |
96.33 |
68.77 |
98.57 |
94.08 |
90.37% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
15 |
77 |
9 |
| JP Morgan Securities |
89.80 |
64.44 |
99.14 |
50.00 |
| Knight Capital Americas |
4.61 |
11.11 |
0.00 |
34.62 |
79.17% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total (%) | 100 |
0 |
100 |
0 |
| JP Morgan Securities |
91.48 |
0.00 |
91.48 |
0.00 |
| Intl Securities Exchange |
8.52 |
0.00 |
8.52 |
0.00 |
46.68% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route VenuesHow to read this report
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