SEC Rule 606 Report - Burnham Securities Inc - 4th Qtr, 2009
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)

Securities Listed on New York Stock Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 11 11 78
JP Morgan Securities 88.71 67.31 80.26 93.06
New York Stock Exch 5.57 0.83 11.32 5.47
99.78% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 4 14 82
JP Morgan Securities 96.78 82.74 92.73 98.17
99.97% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 17 18 65
JP Morgan Securities 85.38 60.00 83.64 92.35
UBS Securities LLC 4.65 24.00 0.00 1.02
99.67% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total (%)100 4 96 0
Intl Securities Exchange 69.16 68.89 69.18 0.00
Chicago Board OptionsExch 22.00 17.78 22.19 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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